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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

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IFPRU 2.4 Reporting of breaches

As Published: 2014

IFPRU 2.4 Reporting of breaches

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SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

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LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

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LR 6.1 Application

As Published: 2005

LR 6.1 Application

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LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

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PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

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