Search Result

381 - 400 of 1097 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

LR 19.1 Application

As Published: 2005

LR 19.1 Application

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test