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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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DISP 3.4 Referring a complaint to another complaints scheme

As Published: 2008

DISP 3.4 Referring a complaint to another complaints scheme

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DISP 1.8 Complaints time barring rule

As Published: 2008

DISP 1.8 Complaints time barring rule

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MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

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SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

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MCOB 8.7 Initial disclosure information: unauthorised reversion provider

As Published: 2006

MCOB 8.7 Initial disclosure information: unauthorised reversion provider

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