Search Result

961 - 980 of 1081 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support