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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

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COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

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MCOB 11.7 Transitional arrangements

As Published: 2012

MCOB 11.7 Transitional arrangements

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CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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