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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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CASS 10.2 Core content requirements

As Published: 2012

CASS 10.2 Core content requirements

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SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

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REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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COLL 13.2 Operational requirements for feeder NURS

As Published: 2012

COLL 13.2 Operational requirements for feeder NURS

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

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PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

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