Search Result

441 - 460 of 912 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission