Search Result

341 - 360 of 1246 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2014

CASS 11.3 Responsibility for CASS operational oversight

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

CONC 2.2 General principles for credit-related regulated activities

As Published: 2014

CONC 2.2 General principles for credit-related regulated activities

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons