Search Result

341 - 360 of 366 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

TC App 5.1

As Published: 2010

TC App 5.1

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

PR App 3.1

As Published: 2005

PR App 3.1

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities