Search Result

181 - 200 of 1052 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles