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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements