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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

PERG 13.2 General

As Published: 2011

PERG 13.2 General

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping