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SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

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SUP 8A.5 Revoking or varying directions and determinations

As Published: 2014

SUP 8A.5 Revoking or varying directions and determinations

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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PR 4.2 Third country issuers

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 8.23 Regulated activities

DISP 3.1 Purpose, interpretation and application

PERG 8.1 Application and purpose

DISP 2.1 Purpose, interpretation and application

CONC 7.13 Data accuracy and outsourced activities

ICOBS 2.2 Communications to clients and financial promotions

APER 1.2 Purpose

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

SUP 3.4 Auditors' qualifications

SYSC 13.8 External events and other changes

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

SUP App 2.10 Grant or variation of permission

SUP 3.11 Review of auditor’s client assets report

CONC 14.1 Application

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

MAR 5.5 Monitoring compliance with the rules of the MTF

SUP 8A.5 Revoking or varying directions and determinations

FEES 5.4 Information requirement