Search Result

261 - 280 of 950 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

CONC App 1.3 Exemption of certain credit agreements secured on land

As Published: 2014

CONC App 1.3 Exemption of certain credit agreements secured on land

CONC 7.10 Treatment of customers with mental capacity limitations

As Published: 2014

CONC 7.10 Treatment of customers with mental capacity limitations

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

REC 1.1 Application

As Published: 2005

REC 1.1 Application

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

CONC 4.7 Information to be provided on entering a current account agreement

As Published: 2014

CONC 4.7 Information to be provided on entering a current account agreement

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

CONC 3.10 Financial promotions not in writing

As Published: 2014

CONC 3.10 Financial promotions not in writing

CONC 6.5 Assignment of rights

As Published: 2014

CONC 6.5 Assignment of rights

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID