Search Result

41 - 60 of 423 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

CONC 7.7 Application of interest and charges

As Published: 2014

CONC 7.7 Application of interest and charges

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary