Search Result

1141 - 1160 of 1223 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

DTR 3.1

As Published: 2005

DTR 3.1

COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application