Search Result

701 - 720 of 1058 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

As Published: 2014

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

TC App 5.1

As Published: 2010

TC App 5.1

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

CONC 4.5 Commissions

As Published: 2014

CONC 4.5 Commissions