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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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IFPRU 5.1 Application and purpose

As Published: 2014

IFPRU 5.1 Application and purpose

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

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