Search Result

621 - 640 of 850 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

…

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

…

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

…

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

…

CONC 3.11 Not approving certain financial promotions

As Published: 2014

CONC 3.11 Not approving certain financial promotions

…

FEES 6.4A Management expenses in respect of relevant schemes

As Published: 2010

FEES 6.4A Management expenses in respect of relevant schemes

…

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

…

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

…

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

…

CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

…

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

…

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

…

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

…

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

…

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

…

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

…

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

…

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

…

LR 8.1 Application

As Published: 2005

LR 8.1 Application

…

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

…