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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

FEES 6.4A Management expenses in respect of relevant schemes

As Published: 2010

FEES 6.4A Management expenses in respect of relevant schemes

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

COBS 13.6 Preparing product information: changes to adviser and consultancy charges

As Published: 2011

COBS 13.6 Preparing product information: changes to adviser and consultancy charges

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability