Search Result

521 - 540 of 1186 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

FEES 2.4 VAT

As Published: 2009

FEES 2.4 VAT

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims