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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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COBS 3.4 Retail clients

As Published: 2007

COBS 3.4 Retail clients

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DEPP 2.4 Third party rights and access to FCA material

As Published: 2013

DEPP 2.4 Third party rights and access to FCA material

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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