Search Result

341 - 360 of 1277 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose