Search Result

961 - 980 of 1191 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2014 to 31 March 2015

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2014 to 31 March 2015

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

IFPRU 9.1 Application and Purpose

As Published: 2014

IFPRU 9.1 Application and Purpose

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

CONC 6.4 Appropriation of payments

As Published: 2014

CONC 6.4 Appropriation of payments

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

CONC 7.8 Jurisdictional requirements

As Published: 2014

CONC 7.8 Jurisdictional requirements

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

MCOB 11.8 Customers unable to change regulated mortgage contract, home purchase plan or provider

As Published: 2012

MCOB 11.8 Customers unable to change regulated mortgage contract, home purchase plan or provider

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

MAR 1.9 Market abuse (misleading behaviour) & market abuse (distortion)

As Published: 2005

MAR 1.9 Market abuse (misleading behaviour) & market abuse (distortion)

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing