Search Result

881 - 900 of 1235 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

…

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

…

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

…

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

…

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

…

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

…

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

…

COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

…

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

…

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

…

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

…

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

…

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

…

IFPRU 4.1 Application and purpose

As Published: 2013

IFPRU 4.1 Application and purpose

…

IFPRU 5.1 Application and purpose

As Published: 2014

IFPRU 5.1 Application and purpose

…

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

…

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

…

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

…

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

…

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

…