Search Result

821 - 840 of 1117 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

IFPRU 2.1 Application and purpose

As Published: 2014

IFPRU 2.1 Application and purpose

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

PERG 13.2 General

As Published: 2011

PERG 13.2 General

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

MCOB 9.8 Disclosure after sale: lifetime mortgages

As Published: 2004

MCOB 9.8 Disclosure after sale: lifetime mortgages

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues