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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

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PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

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PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

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COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

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CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

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SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

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LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

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SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

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