Search Result

701 - 720 of 1235 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application