Search Result

661 - 680 of 1165 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

…

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

…

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

…

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

…

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

…

CONC 4.7 Information to be provided on entering a current account agreement

As Published: 2014

CONC 4.7 Information to be provided on entering a current account agreement

…

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

…

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

…

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

…

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

…

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

…

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

…

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

…

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

…

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

…

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

…

CONC App 1.3 Exemption of certain credit agreements secured on land

As Published: 2014

CONC App 1.3 Exemption of certain credit agreements secured on land

…

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

…

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

…

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

…