Search Result

641 - 660 of 991 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

CONC 3.5 Financial promotions about credit agreements not secured on land

As Published: 2014

CONC 3.5 Financial promotions about credit agreements not secured on land

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

DISP App 3.10 Application: evidential provisions

As Published: 2010

DISP App 3.10 Application: evidential provisions