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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting