Search Result

201 - 220 of 1165 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

…

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

…

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

…

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

…

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

…

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

…

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

…

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

…

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

…

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

…

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

…

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

…

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

…

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

…

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

…

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

…

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

…

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

…

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

…

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

…