Search Result

121 - 140 of 1207 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

PR App 3.1

As Published: 2005

PR App 3.1

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

MCOB 5.4 Information on regulated mortgage contracts: general

As Published: 2004

MCOB 5.4 Information on regulated mortgage contracts: general