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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

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BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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