Search Result

461 - 480 of 1286 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

REC 1.1 Application

As Published: 2005

REC 1.1 Application

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees