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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

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