Search Result

321 - 340 of 1272 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements