Search Result

81 - 100 of 1361 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation