Search Result

961 - 980 of 1188 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

FEES 2.4 VAT

As Published: 2009

FEES 2.4 VAT

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2012

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

DISP 3.4 Referring a complaint to another complaints scheme

As Published: 2008

DISP 3.4 Referring a complaint to another complaints scheme

DISP 1.8 Complaints time barring rule

As Published: 2008

DISP 1.8 Complaints time barring rule