Search Result

41 - 60 of 1275 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources