Search Result

541 - 560 of 1188 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR