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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

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