Search Result

441 - 460 of 1275 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

COBS 13.1 The obligation to prepare product information

As Published: 2007

COBS 13.1 The obligation to prepare product information

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements