Search Result

421 - 440 of 1278 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

APER 1.1A Application

As Published: 2013

APER 1.1A Application

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

REC 1.1 Application

As Published: 2005

REC 1.1 Application

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach