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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions