Search Result

161 - 180 of 1182 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

PR App 3.1

As Published: 2005

PR App 3.1

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages