Search Result

141 - 160 of 1116 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements