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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2014 to 31 March 2015

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2014 to 31 March 2015

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SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

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IFPRU 2.4 Reporting of breaches

As Published: 2014

IFPRU 2.4 Reporting of breaches

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IFPRU 9.1 Application and Purpose

As Published: 2014

IFPRU 9.1 Application and Purpose

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DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

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BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

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MCOB 11.7 Transitional arrangements

As Published: 2012

MCOB 11.7 Transitional arrangements

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DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

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COLL 13.2 Operational requirements for feeder NURS

As Published: 2012

COLL 13.2 Operational requirements for feeder NURS

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COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

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MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

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CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

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CONC 3.7 Financial promotions and communications: credit brokers

As Published: 2014

CONC 3.7 Financial promotions and communications: credit brokers

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MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

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COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

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COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

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