Search Result

1061 - 1080 of 1209 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2006

SYSC 13.4 Requirements to notify the appropriate regulator

IFPRU 5.1 Application and purpose

As Published: 2014

IFPRU 5.1 Application and purpose

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

DEPP 3.4 Urgent supervisory notice cases

As Published: 2013

DEPP 3.4 Urgent supervisory notice cases

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative