Search Result

941 - 960 of 1037 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

APER 1.1A Application

As Published: 2013

APER 1.1A Application

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

CASS 10.2 Core content requirements

As Published: 2012

CASS 10.2 Core content requirements

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act